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Gripeo > Blog > Consumer News > Steven Strzelecki: Is He Sued by SEC?
Consumer News

Steven Strzelecki: Is He Sued by SEC?

Last updated: July 18, 2024 9:17 pm
GripeO - Web Desk
Published: December 19, 2023
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1

Who is Steven Strzelecki (CRD#: 2786559)?Everything you need to know about Steven Strzelecki and their accolades

Steven Strzelecki is a financial counselor with two years of experience who works out of Garden City, New York. Work at Morgan Stanley for Strzelecki. Positions at Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association have been a part of their professional trajectory. Strzelecki is authorized to conduct business in Texas and New York as a securities agent and possesses a Series 63 license.

1Who is Steven Strzelecki (CRD#: 2786559)?
2About FIRM:
3About Morgan Stanley Wealth Management:
4Steven Strzelecki Disclosures: BrokerCheck, FINRA, And SEC Reports
5Steven Strzelecki Lawsuits, Legal Battles, & Disputes
6Steven Strzelecki Complaints, Class Action Lawsuits & Legal Battles
7Better Alternatives To Steven Strzelecki (By Experts):
2

About FIRM:History, achievements, leadership, lawsuits, & disputes

About Morgan Stanley Wealth Management:

Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.

Early Beginnings: Smith Barney & Co.

Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.

Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:

Investment Management

Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.

What is sec?

The SEC aims to promote complete public disclosure, prevent fraudulent and manipulative practices, and keep track of corporate takeover activities in the country.

Financial Planning

Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.

Banking and Lending

Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.

Insurance and Annuities

To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.

Philanthropy and Social Impact Investing

Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.

19/12/2023 Update
As of now, Steven Strzelecki has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
3

Steven Strzelecki Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Steven Strzelecki

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_2786559.pdf (finra.org)

Steven-StrzeleckiDownload

SEC Litigations & Forms

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Steven Strzelecki: Is He Sued by SEC? 15

Source: Steven Strzelecki – SEC Site Search Search Results

4

Steven Strzelecki Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Steven Strzelecki

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If he has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Steven Strzelecki which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Theresa Gorin on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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Steven Strzelecki: Is He Sued by SEC? 16

CourtListener

Lawsuits On CourtListner.com
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Steven Strzelecki: Is He Sued by SEC? 17

UniCourt

Lawsuits On UniCourt.com
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Law.com

Lawsuits On Law.com
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Steven Strzelecki: Is He Sued by SEC? 19

Law360.com

Lawsuits On Law360.com
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Steven Strzelecki: Is He Sued by SEC? 20

Trellis.law

Lawsuits On Trellis.law
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Steven Strzelecki: Is He Sued by SEC? 21

Justia

Lawsuits On Justia.com
5

Steven Strzelecki Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Steven Strzelecki

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Steven Strzelecki using the websites down below:

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Steven Strzelecki: Is He Sued by SEC? 22

Sonn Law Group

Complaints On SonnLaw.com
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Steven Strzelecki: Is He Sued by SEC? 23

SEC.gov

Complaints On SEC.gov
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Steven Strzelecki: Is He Sued by SEC? 24

White Law Group

Complaints On WhiteSecuritiesLaw
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Steven Strzelecki: Is He Sued by SEC? 25

MDF Law

Complaints On MDF-Law.com
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Israels & Neuman, PLC

Complaints On IsraelsNeuman.com
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Steven Strzelecki: Is He Sued by SEC? 27

Klayman Toskes

Complaints On KlaymanToskes.com

You can contact the law firms mentioned above if facing issues with Steven Strzelecki or any financial advisor.

6

Better Alternatives To Steven Strzelecki (By Experts):Find the top 3 alternatives to Steven Strzelecki

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
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