Who is Scott Saxe (CRD#: 1575841)?
Scott Saxe works for Wells Fargo Advisors in St. Louis, Missouri as a Managing Director of investments. Scott previously served on the Deacon Board of Directors.
For over 35 years, Scott Saxe has been giving monetary guidance and support to our devoted clientele. My client relationships are based on reliability, honesty, and transparency.
Scott Saxe conducts a thorough examination of every customer to create an investment strategy that is consistent with their objectives and long-term goals while taking their personal risk tolerance into account.
Scott Saxe graduated from the University of Evansville with a Bachelor of Science in Marketing and Finance.
About Wells Fargo Advisors:History, achievements, leadership, lawsuits, & disputes
Wells Fargo Advisors belongs to a prominent financial services organization that serves investors around the country. We assist our customers to succeed economically with investment strategy and guidance geared to help them meet their life requirements and financial goals, all while being driven by an unwavering and abiding dedication to service.
Wells Fargo Advisors are particularly qualified to assist you in reaching your financial goals. We allow you to select how and to what extent. Companies help manage your money or let you control it on your own, depending on whether you prefer direct interaction with a Finance Advisor, over-the-phone guidance, or via the internet or mobile tools.
Wells Fargo Advisors and its online resources are backed up by well-known investment experts and strategists. As a prominent investment business with a long tradition of serving communities around the country, we bring to our client relationships a combined Wall Street perspective and Main Street values.
Investment and insurance services include the following:
- The FDIC or any other federal government agency does not insure this product.
- Not an account balance or other financial commitment of the financial institution or any bank affiliate, and not guaranteed by the bank or any institution affiliate.
- Subject to risks associated with investing, including potential destruction of principal invested.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Scott Saxe Disclosures: BrokerCheck, FINRA, And SEC Reports
Anyone registered to offer investments or provide financial advice must disclose all customer complaints and conciliation, regulatory proceedings, job terminations, bankruptcies, and either civil or criminal legal procedures. According to BrokerCheck reports, no disclosure events have occurred against Scott Saxe as a result.
FINRA’s BrokerCheck
individual_1575841.pdf (finra.org)
SEC Litigations & Forms
Source: Scott Saxe – SEC Site Search Search Results
Scott Saxe Lawsuits, Legal Battles, & Disputes
CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360 collect the great majority of court cases filed in the United States of America. If Scott Saxe is eventually linked to a problem, you can dig up the details utilizing the resources that are provided below.
There might be more pending lawsuits against Scott Saxe which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Scott Saxe on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Scott Saxe Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Scott Saxe using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Scott Saxe or any financial advisor.
