Who is Rod Loewenthal (CRD#: 2617142)?
Rod Loewenthal is a Financial Advisor at UBS Wealth Management. He began his work as a financial analyst for a prominent investment firm.
He began working in financial management about 27 years ago. Rod provides long-term financial planning to businessmen and corporate executives in order to protect and build their money.
Rod Loewenthal earned a bachelor’s degree in history with honors from the University of Michigan’s College of Literature, Science, and the Arts.
Rod Loewenthal is a highly experienced Senior Collection Manager who, besides providing conventional guidance and advice, can assist clients in achieving their goals by creating and overseeing my own customized or stated strategies, which may include human being bonds and stocks, UBS model investments, and independent investment strategies.
A Senior Portfolio Director can oversee his strategies on an individual basis while serving customers through the firm’s Financial Advisory Program. Rod Loewenthal graduated and attended the College of Michigan with honors in History.
About UBS Wealth Management:
UBS Financial Solutions Inc. is a brokerage firm as well as an investment advisor. The Company specializes in the purchase and sale of assets such as bonds, mutual funds, stocks, and other investments, as well as the management of investment portfolios and the provision of financial planning services. UBS Financial Services operates on a global scale.
UBS Investment Bank provides professional guidance, innovative solutions, execution, and complete access to worldwide capital markets to corporate, institutional, and wealth management clients.
UBS Financial Solutions INC. strives to provide exceptional value to our clients, shareholders, and employees. And to be known as a champion in our industry for our experience, counsel, and execution, as well as our positive impact on society, our place of employment, and our financial success.
History
From our Swiss origins to our worldwide reach, the organization has always understood the true significance of long-term commitment. There are many services or products provided by UBS Financial Services Inc to their clients are
Bespoke Financing
The organization has the expertise and capacity to build the correct financing arrangement for our clients, whether it is long-term, simple, or complex.
They collaborate with our customers on specific, organized, and leveraged finance initiatives by combining their insights with our transactional knowledge.
Advisory or M&A
An M&A acquisition can be a watershed point in the life of any company. It’s a moment when sound counsel and assistance can be crucial.
UBS Financial Services INC. has access to one of the industry’s deepest and widest M&A businesses for sales, mergers, acquisitions, and mergers of both private and public enterprises.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Rod Loewenthal Disclosures: BrokerCheck, FINRA, And SEC Reports
Employment history, academic credentials, disciplinary actions, criminal convictions, and civil decisions, including arbitrator awards, as well as reporting events, are all contained in Rod Loewenthal’s BrokerCheck report. As a consequence, no information regarding Rod Loewenthal’s disclosure is supplied.
FINRA’s BrokerCheck
individual_2617142.pdf (finra.org)
SEC Litigations & Forms
Source: Rod Loewenthal – SEC Site Search Search Results
Rod Loewenthal Lawsuits, Legal Battles, & Disputes
The great majority of court cases filed in the United States of America are preserved by CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. If Rod Loewenthal was ever involved in an incident, you can research the relevant records by clicking on the links listed below.
There might be more pending lawsuits against Rod Loewenthal which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Rod Loewenthal on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Rod Loewenthal Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Rod Loewenthal using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if you are facing issues with Rod Loewenthal or any financial advisor.
