Who is Kevin Ehlers (CRD#: 2163361)?
Kevin Ehlers is the managing partner of Polaris Wealth Group, a private wealth advisory practice of Ameriprise Financial Services, LLC. He got his bachelor’s degree from the University of Wisconsin in Whitewater BBA in finance.
Kevin Ehlers’ qualifications are ChFC (Chartered Financial Consultant), CRPC (Chartered Retirement Planning Counselor), and APMA (Accredited Portfolio Management Advisor).
About Ameriprise Financial:
Ameriprise Financial, Inc. is a bank holding company and diversified financial services firm with its corporate headquarters in Minneapolis, Minnesota. In addition to wealth management and asset management, it also offers insurance, annuities, estate planning, and other financial planning services and products.
More than 80% of the business’s revenue as of April 2022 came from wealth management.
Ameriprise Financial Services, RiverSource Life Insurance Company, and Columbia Threadneedle Investments, the company’s worldwide asset management brand and a provider of investments to institutional and retail clients, are among its principal subsidiaries.
Until September 2005, Ameriprise was a division of American Express, which completed the corporate spin-off of the business.
Products
Investments
Financial market investing can assist you in realizing your goals for retirement, education, or international travel. An Ameriprise financial advisor can assist you whether you are already very knowledgeable about the market or just need help understanding how to invest.
Banking, lending, and cash flow management
A key component of financial planning is striking a balance between immediate demands and long-term objectives. Planning for both immediate and long-term needs can be made easier with the use of banking, lending, and cash management tools. Your adviser can assist you in actively managing investing, saving, and spending as part of their goal-based approach to financial counseling so you have a fuller picture of your financial life and remain in charge at all times.
Ameriprise’s banking, lending, and cash solutions provide you the freedom to develop for the future while living for the present.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Annuities & insurance
Protecting and managing your assets is necessary for achieving your financial goals. At Ameriprise Financial, they advise clients to manage their assets and risks using a customized, balanced strategy.
Through affiliates RiverSource Life Insurance Company (RiverSource Life), RiverSource Life Insurance Co. of New York (RiverSource Life of New York), and third-party insurance carriers, Ameriprise provides a broad range of premium insurance and annuity products. In terms of total assets, RiverSource Life and RiverSource Life of New York are listed as the 21st and 780th largest life insurance firms, respectively.
Additionally, RiverSource Life and RiverSource Life of New York consistently received favorable ratings from various rating agencies, providing you with the assurance that you are dealing with a solid, trustworthy business.
Kevin Ehlers Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck
BrokerCheck report of Kevin Ehles includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.
As per the report, the 3 Customer Dispute disclosure has been reported against Kevin Ehlers.
Such a disclosure event entails-
(1) the dismissal, withdrawal, or denial of a consumer-initiated, investment-related arbitration or civil lawsuit comprising claims of sales conduct violations against the specific broker, or
(2) a written complaint filed by a customer alleging that a broker violated sales practices that resulted in compensatory damages of at least $5,000 in fraud, theft, misappropriation, or conversion of funds or securities, which was dismissed, withdrawn, or closed without resolution.
KEVIN LEE EHLERS – Broker at AMERIPRISE FINANCIAL SERVICES, LLC (finra.org)
SEC Litigations & Forms
Source: Kevin Ehlers – SEC Site Search Search Results
Kevin Ehlers Lawsuits
Most court cases filed in the United States of American are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law and Law360. If Kevin Ehlers has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Kevin Ehlers which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Kevin Ehlers on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Kevin Ehlers Complaints & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Kevin Ehlers using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Kevin Ehlers or any financial advisor.
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