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Gripeo > Blog > Consumer News > James Oberheide: Is He Facing Lawsuits? Truth!
Consumer News

James Oberheide: Is He Facing Lawsuits? Truth!

Last updated: July 18, 2024 9:17 pm
GripeO - Web Desk
Published: December 19, 2023
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James Oberheide is Managing Director, Private Wealth Advisor, Senior Investment Consultant at Morgan Stanley.
James Oberheide
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1

Who is James Oberheide (CRD#: 2402924)?Everything you need to know about James Oberheide and their accolades

James is a Managing Director, Private Wealth Advisor, and Senior Investment Consultant at Morgan Stanley. James leads The Oberheide Group at Morgan Stanley Private Wealth Management, a team of wealth management professionals.

Before founding the Oberheide Group in 2007, James was a Principal and Senior Advisor with Bernstein Global Wealth Management for fourteen years and, before that, managed relationships with the financial services industry through the OneSource Division of Lotus Development Corp.

1Who is James Oberheide (CRD#: 2402924)?
2About Morgan Stanley Wealth Management:
3James Oberheide Disclosures: BrokerCheck, FINRA, And SEC Reports
4James Oberheide Lawsuits, Legal Battles, & Disputes
5James Oberheide Complaints, Class Action Lawsuits & Legal Battles
6Better Alternatives to James Oberheide (By Experts):
2

About Morgan Stanley Wealth Management:History, achievements, leadership, lawsuits, & disputes

Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.

Early Beginnings: Smith Barney & Co.

Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.

Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:

Investment Management

Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.

Financial Planning

Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

Banking and Lending

Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.

Insurance and Annuities

To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.

Philanthropy and Social Impact Investing

Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.

19/12/2023 Update
As of now, James Oberheide has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
3

James Oberheide Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, and litigation against James Oberheide

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

JAMES LAWRENCE OBERHEIDE – Broker at MORGAN STANLEY (finra.org)

James-OberheideDownload

SEC Litigations & Forms

James Oberheide
James Oberheide: Is He Facing Lawsuits? Truth! 18

Source: James Oberheide – SEC Site Search Search Results

4

James Oberheide Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against James Oberheide

There might be more pending lawsuits against James Oberheide which are not listed on these directories. Lawsuit files are often deleted from online directories. So, if you cannot find any lawsuits against James Oberheide on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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James Oberheide: Is He Facing Lawsuits? Truth! 19

CourtListener

Lawsuits On CourtListner.com
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James Oberheide: Is He Facing Lawsuits? Truth! 20

UniCourt

Lawsuits On UniCourt.com
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James Oberheide: Is He Facing Lawsuits? Truth! 21

Law.com

Lawsuits On Law.com
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James Oberheide: Is He Facing Lawsuits? Truth! 22

Law360.com

Lawsuits On Law360.com
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James Oberheide: Is He Facing Lawsuits? Truth! 23

Trellis.law

Lawsuits On Trellis.law
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James Oberheide: Is He Facing Lawsuits? Truth! 24

Justia

Lawsuits On Justia.com
5

James Oberheide Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against James Oberheide (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against James Oberheide using the websites down below:

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James Oberheide: Is He Facing Lawsuits? Truth! 25

Sonn Law Group

Complaints On SonnLaw.com
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James Oberheide: Is He Facing Lawsuits? Truth! 26

SEC.gov

Complaints On SEC.gov
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James Oberheide: Is He Facing Lawsuits? Truth! 27

White Law Group

Complaints On WhiteSecuritiesLaw
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James Oberheide: Is He Facing Lawsuits? Truth! 28

MDF Law

Complaints On MDF-Law.com
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James Oberheide: Is He Facing Lawsuits? Truth! 29

Israels & Neuman, PLC

Complaints On IsraelsNeuman.com
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James Oberheide: Is He Facing Lawsuits? Truth! 30

Klayman Toskes

Complaints On KlaymanToskes.com

You can contact the law firms mentioned above if facing issues with James Oberheide or any financial advisor.

6

Better Alternatives to James Oberheide (By Experts):Find the top 3 alternatives to James Oberheide

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM
James Oberheide: Is He Facing Lawsuits? Truth! 31

Manages Assets Worth

  • $714,587,898,072

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals
Visit CAPTRUST
1625686851535
James Oberheide: Is He Facing Lawsuits? Truth! 32

Manages Assets Worth

  • $173,418,270,044

Services

  • Financial planning
  • Portfolio management
  • Portfolio assessment
Visit Fisher Investments
Screenshot 2023 05 23 at 11.45.48 PM
James Oberheide: Is He Facing Lawsuits? Truth! 33

Manages Assets Worth

  • $46,803,858,104

Services

  • Portfolio management
Visit GW&K Investment Management
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