Who is Kevin Peters (CRD#: 222161)?
Kevin Peters is a Managing Director, Wealth Advisor, and Founder of The Peters Group, which is based in Morgan Stanley’s Wealth Management office in Palm Beach, Florida.
Kevin Peters has been a certified Financial Advisor for almost four decades, guiding customers through complicated financial, economic, and political circumstances. With his wealth of knowledge, he employs a consultative and collaborative approach that allows families to consider portfolio management, retirement, estate, and charity planning holistically.
Kevin Peters has received considerable and continuous acclaim for his passion and services to the industry over the years. From 2010 to 2023, he was named to the “Barron’s Top 100 Advisors” list as well as the coveted Barron’s “Hall of Fame Advisors” list.
He was named one of Westchester magazine’s “Five Star Wealth Managers” from 2012 to 2020. Kevin was just named to the “2023 Forbes Top Wealth Advisor Ranking” as one of the top Advisors in the United States. Kevin was also featured in a Bloomberg BusinessWeek radio program and accompanying print article titled “A Wealth Manager’s Day in the Life.” Kevin has appeared on various television and radio shows and has been regularly quoted in articles throughout the region.
Kevin Peters earned a Bachelor of Science in Business and Finance from the University of Kentucky, as well as a minor in Business Law. He presently holds the professional licenses Series 3, 7, 8, 63, and 65. Kevin and his wife, Elisa, live in North Palm Beach, Florida, and they have two sons, Brendan and Jonathan, as well as two granddaughters, Paige and Annie.
About FIRM: Morgan Stanley
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society
Capabilities:
Pre-Liquidity Planning
Family Governance & Wealth Education
10b5-(1) Programs
Manager Selection
Investment Management
Proprietary Investment Opportunities
Philanthropy Management
Sustainable & Responsible InvestingFootnote1
Consolidated Reporting
Kevin Peters Disclosures: BrokerCheck, FINRA, And SEC Reports
The brokerCheck report of Kevin Peters includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.
There is no disclosure against Kevin Peters.
There is two disclosure named Customer Dispute Disclosure.
When an Executive Officer or Chief, or their designate, determines that:
The complaint will be sent to a lawyer. The company has been given an opportunity to reply to the complaint, a probable breach of the law has happened or there is a risk of public harm, and a substantiated consumer transaction has occurred.
A genuine financial transaction between an individual customer or patient and a firm or licensee to procure and sell goods or services is defined as a validated consumer transaction.
A Consumer Complaint History report shall not reveal complaint information if it is judged that:
The complaint lacks merit, the complaint involves a non-consumer matter (e.g., labor grievances, labor relations, tax issues, etc.), or disclosure is forbidden by statute or regulation.
A report on Consumer Complaint History shall not reveal information concerning a complaint if it is found that:
Disclosure could jeopardize an investigation or prosecution, or it could endanger or hurt the complainant.
FINRA’s BrokerCheck
individual_1222161.pdf (finra.org)
SEC Litigations & Forms
Source: kevin peters – SEC Site Search Search Results
Kevin Peters Lawsuits, Legal Battles, & Disputes
There might be more pending lawsuits against Kevin Peters which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Kevin Peters on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Kevin Peters Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Kevin Peters using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Kevin Peters or any financial advisor.
Frequently Asked Questions
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