Who is Charles C. Zhang (CRD#: 2149094)?
Charles C. Zhang is the founder, and CEO of Zhang Financial. He is a fee-only wealth management company and is at the top of the list. On Forbes’ list of America’s Top Wealth Advisors for 2022, he is #6 in the country.
Charles’s financial planning has been approached holistically. His goal is to oversee every facet of our client’s financial status. For issues relating to tax planning, investment planning, retirement planning, insurance planning, educational planning, and estate planning, he provides our customers access to inside specialists. Each customer works closely with Charles when making crucial financial decisions, and he also provides great personalized service.
With more than $4.5 billion in assets under management*, Charles C. Zhang and its members enjoy operating without having our work influenced by proprietary goods or other dubious business methods. We are dedicated to keeping a fiduciary standard, giving our customers individualized, unbiased financial advice, and premium service at a fair price.
The people, he works with are thoughtful, nice, hardworking, and frequently industry leaders. A client of Zhang Financial seeks a long-term business partnership based on trust and ongoing, objective financial advice.
About Zhang Financial
Zhang Financial raises the bar for your financial situation. Zhang Financial, which was founded three decades ago, has grown into a well-known market leader while keeping a client-focused approach. Our complete, fee-only offering is based on an academic, research-driven investing philosophy that aims to offer the maximum chance of success.
Charles Zhang, CFP®, has spent the last seven years in the top 10 of Barron’s list of the nation’s top 100 independent wealth advisors. He most recently held the top spot in the country.
The highest-ranked Independent Advisor on the list, Charles was also named #6 nationally on Forbes’ list of America’s Top Wealth Advisors for 2021. The dedication of Zhang Financial to philanthropy is likewise well recognized.
Previously, Zhang Financial was known as Zhang & Associates.
By what was reported in Barron’s on August 22, 2015, August 27, 2016, September 15, 2017, September 14, 2018, September 16, 2019, September 12, 2020, and September 17, 2021. The rankings take into account the number of assets managed by the advisors and their teams, the income brought in by the businesses, the standard of the advisors’ procedures, and other elements.
According to Forbes, on August 16, 2021. Based on an algorithm combining qualitative criteria, mostly obtained through phone and in-person due diligence interviews, and quantitative data, SHOOK Research established the Forbes ranking of America’s Top Wealth Advisors.
The algorithm evaluates variables such as revenue trends, assets under management, compliance records, industry expertise, and those that incorporate best practices in their methods and approach to dealing with customers. Advisors must have a minimum of seven years of experience to be evaluated. Because of the diversity of client objectives and the absence of certified data, portfolio performance is not a criterion. In exchange for rankings, neither Forbes nor SHOOK gets paid.
Charles C. Zhang Disclosures: BrokerCheck, FINRA, And SEC
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings, and criminal or civil judicial proceedings.
This type of disclosure event involves:
(1) a consumer-initiated, investment-related arbitration or civil suit containing allegations of sales practice violations against the individual broker that was dismissed, withdrawn, or denied; or
(2) a consumer-initiated, Investment-related written complaint containing allegations that the broker engaged in sales practice violations resulting in compensatory damages of at least $5,000, forgery, theft, or misappropriation, or conversion of funds or securities, which was closed without action, withdrawn, or denied.
In his dispute, the customer alleges that his instructions were not followed.
BrokerCheck
https://brokercheck.finra.org/individual/summary/3187674
SEC Litigations & Forms
Source: Charles C. Zhang – SEC Site Search Search Results
Charles C. Zhang Lawsuits
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Charles C. Zhang has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Charles C. Zhang which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Charles C. Zhang on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Charles C. Zhang Complaints & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Charles C. Zhang using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
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