Who is Brian Brice (CRD#: 2073076)?Everything you need to know about Brian Brice and their accolades
Brian Brice serves as the Managing Director of Graystone’s Private Wealth Management from Morgan Stanley, Institutional Consulting, Government Entity Specialist, Alternative Investments, and Private Wealth Advisor divisions.
Brian P. Brice, who has more than 30 years of expertise in the field, is the managing partner of a multigenerational group practice that was founded in 1967 and currently has fourteen highly skilled professionals servicing various kinds of institutions and private client families.
Brian worked at Merrill Lynch for 24 years until joining Graystone in 2014. The Investment Management Consultants Association (IMCA), which is associated with the Wharton School of Business, has granted him the designation of Certified Investment Management Analyst (CIMA).
He once served on the committee that oversaw the Graystone Consulting investment strategy for the company. In addition to being a frequent industry speaker, Brian is an active member of the Michigan Association of Public Employees Retirement Systems (MAPERS) and the Investment Management Consultants Association (IMCA®). Brian has also served as a member of the Morgan Stanley Senior Management Graystone Consulting Advisory Board for the company.
In Birmingham, Michigan, Morgan Stanley has a group of advisors that includes Brian Brice. For 32 years, Brian Brice has been a worker. They are employed with Morgan Stanley at the moment.
Brian is licensed to give investment advice in Texas and Michigan and has previously passed both the Series 63 and Series 65 exams. In accordance with any applicable state’s exemption from registration or notice filing, Brian Brice is also permitted to offer advisory services in other states.
Throughout his career, Brian has received a number of awards and recognitions for his accomplishments.
- 2022 Barron’s Top 100 Institutional Consultants Ranking
- 2022 Barron’s “The Top 1,200 Advisors in America” List
- 2021 Plan Advisers “The Top 100 Retirement Plan Advisers” List
- 2021 NAPA’s “Top DC Advisor Teams” List
- 2022 Forbes’ Best-In-State Wealth Advisors
Brian holds an undergraduate degree in business marketing and finance from Hillsdale College.
In this article, we will go deep into Brian Brice’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
About FIRM:History, achievements, leadership, lawsuits, & disputes
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Graystone Consulting, a Business of Morgan Stanley
Barron’s 2021 list of America’s Top 100 Institutional Consulting Teams included Graystone Consulting Raleigh, Wichita, Dallas, and Kansas City in its top five, according to the Morgan Stanley subsidiary Graystone Consulting. Josh Uthe, Andy McKay, Lee Morris, and Patrick Hartley serve as the team captains for the local Graystone Consulting office.
The top 100 institutional consulting teams that offer investment portfolio advice to retirement plans, foundations, endowments, businesses, and other institutions are listed on the list, which was first published in 2015. The rating is based on a number of variables, including institutional assets, revenues, team size, and the total number of clients handled.
Institutional clients served by Graystone Consulting, a division of Morgan Stanley Smith Barney LLC, include businesses, endowments and foundations, not-for-profits, healthcare providers, insurance companies, state and local governments, Taft-Hartley funds, and family offices. Institutional Consulting Directors, seasoned investment experts supported by a committed consulting team and the extensive resources of Morgan Stanley, provide customized investment advice.
Visit https://graystone.morganstanley.com/graystone-consulting-raleigh-wichita-dallas for more details, or send Mary Ann Akin an email at ma*********@*********ne.com to reach the team.
Brian Brice Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Brian Brice
The brokerCheck report of Brian Brice includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.
No disclosure is mentioned about Brian Brice.
FINRA’s BrokerCheck
individual_2073076.pdf (finra.org)
SEC Litigations & Forms
Source: Brian Brice – SEC Site Search Search Results
Brian Brice Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Brian Brice
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Brian Brice has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Brian Brice which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Brian Brice on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Brian Brice Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Brian Brice (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Brian Brice using the websites below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Brian Brice or any financial advisor.
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